Regulation SHO is popular PDF and ePub book, written by Orice M. Williams in 2009-12, it is a fantastic choice for those who relish reading online the Business & Economics genre. Let's immerse ourselves in this engaging Business & Economics book by exploring the summary and details provided below. Remember, Regulation SHO can be Read Online from any device for your convenience.
Regulation SHO Book PDF Summary
The SEC adopted Regulation SHO to, among other things, curb the potential for manipulative naked short selling in equity securities. Selling a security short without borrowing the securities needed to settle the trade within the standard 3-day period, can result in failures to deliver (FTD), and can be used to manipulate (drive down) the price of a security. To further address this concern, SEC recently issued an order amending Regulation SHO. This report: (1) provides an overview of Regulation SHO and related SEC actions; (2) discusses regulators' and market participants' views on the effectiveness of the rule; and (3) analyzes regulators' efforts to enforce the rule. Includes recommendations. Charts and tables.
Detail Book of Regulation SHO PDF
- Author : Orice M. Williams
- Release : 01 December 2009
- Publisher : DIANE Publishing
- ISBN : 9781437917956
- Genre : Business & Economics
- Total Page : 114 pages
- Language : English
- PDF File Size : 8,5 Mb
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