Securities Firms is popular PDF and ePub book, written by Anonim in 1993-05, it is a fantastic choice for those who relish reading online the Uncategoriezed genre. Let's immerse ourselves in this engaging Uncategoriezed book by exploring the summary and details provided below. Remember, Securities Firms can be Read Online from any device for your convenience.
Securities Firms Book PDF Summary
Examines the issues associated with the regulatory structure for overseeing the domestic and foreign affiliates of U.S. broker-dealers. Recommends that the SEC use its new authority under the Market Reform Act of 1990 to obtain information to evaluate the risks about unregulated financial activities of the affiliated and holding companies of U.S. securities firms and to determine the need for any further regulation of them. Graphs and charts.
Detail Book of Securities Firms PDF
- Author : Anonim
- Release : 01 May 1993
- Publisher : DIANE Publishing
- ISBN : 1568063296
- Genre : Uncategoriezed
- Total Page : 100 pages
- Language : English
- PDF File Size : 11,5 Mb
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